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Journal of Lipid Research, Vol. 45, 923-932, May 2004 Novel lipid mixtures based on synthetic ceramides reproduce the unique stratum corneum lipid organization
* Leiden/Amsterdam Center for Drug Research, Department of Drug Delivery Technology, University of Leiden, Leiden, The Netherlands Published, JLR Papers in Press, February 16, 2004. DOI 10.1194/jlr.M300484-JLR200
1 To whom correspondence should be addressed. e-mail: bouwstra{at}chem.leidenuniv.nl
Lipid lamellae present in the outermost layer of the skin protect the body from uncontrolled water loss. In human stratum corneum (SC), two crystalline lamellar phases are present, which contain mostly cholesterol, free fatty acids, and nine types of free ceramides. Previous studies have demonstrated that the SC lipid organization can be mimicked with model mixtures based on isolated SC lipids. However, those studies are hampered by low availability and high interindividual variability of the native tissue. To elucidate the role of each lipid class in the formation of a competent skin barrier, the use of synthetic lipids would offer an alternative. The small- and wide-angle X-ray diffraction results of the present study show for the first time that synthetic lipid mixtures, containing only three synthetic ceramides, reflect to a high extent the SC lipid organization. Both an appropriately chosen preparation method and lipid composition promote the formation of two characteristic lamellar phases with repeat distances similar to those found in native SC. From all synthetic lipid mixtures examined, equimolar mixtures of cholesterol, ceramides, and free fatty acids equilibrated at 80°C resemble to the highest extent the lamellar and lateral SC lipid organization, both at room and increased temperatures.
Supplementary key words permeability skin X-ray diffraction
One of the most important functions of the skin is to serve as a barrier to protect the body against uncontrolled water loss and to prevent the penetration of harmful agents. The protective function of the skin is provided primarily by the stratum corneum (SC), the outermost layer of the skin. SC has a unique morphology, in which keratin-filled corneocytes are surrounded by multilamellar lipid regions (1). The highly ordered intercellular lipid matrix is considered to play a crucial role in the maintenance of the barrier properties of the skin. Therefore, knowledge of the composition and organization of the SC lipids is essential to increase our insight into the skin barrier function.
The composition of the SC lipids differs from that of biological membranes, because phospholipids are nearly absent. Ceramides (CER) belong to the major lipid species in the SC. Together with cholesterol (CHOL) and long-chain free fatty acids (FFA), they form the highly ordered intercellular lipid lamellae. At least nine different free CER types have been identified in human SC (25), which are classified as CER1 to CER9. The CER are composed of a sphingosine (S), a phytosphingosine (P), or a 6-hydroxysphingosine (H) base to which a nonhydroxy (N) or
The lipids in the SC are organized in two coexisting crystalline lamellar phases: the short periodicity phase (SPP), with a repeat distance of 6 nm, and the long periodicity phase (LPP), with a periodicity of 13 nm (68). Both the molecular organization of the LPP and the predominantly crystalline nature of its lipid packing in the presence of substantial amounts of CHOL are unique and are, therefore, suggested to be crucial for the barrier function of the skin. To elucidate the role of each lipid class in the formation of a competent skin barrier, the phase behavior of the SC lipids has been studied extensively. Using small- and wide-angle X-ray diffraction, it has been demonstrated that mixtures of CHOL, FFA, and CER isolated from either pig or human SC (natCER) closely mimic the lipid organization found in the SC. The results further reveal that in particular, CHOL and CER play a key role in the formation of the LPP, whereas FFA are required to induce the orthorhombic packing of the lipids (911). Extensive studies with lipids isolated from the SC are hampered by the low availability and interindividual variability of the native tissue. In addition, the isolation and separation of the CER from the SC is very labor intensive. Therefore, the use of synthetic CER (synthCER) can offer an attractive alternative. Moreover, each subclass of natCER shows a variation in acyl chain length (2), whereas synthCER have a well-defined acyl chain length. Thus, synthCER also enable us to study in detail the influence of acyl chain length on the SC lipid phase behavior. In recent years, several studies have been performed with model mixtures based on synthCER. The most frequently studied mixtures contain CHOL and/or palmitic acid (PA) and the commercially available bovine brain CER type III or type IV (1217). Other studies focused on mixtures prepared, for instance, with synthetic CER2, CER3, or CER5 (1822). Using a variety of techniques, it has been determined that the packing of the lipids is mainly orthorhombic. However, the results demonstrate that the lipids are not properly mixed in one lattice but coexist in various phases, enriched in one of the components of the lipid mixture. Moreover, small-angle X-ray diffraction studies reveal that the characteristic LPP is not present in mixtures consisting of bovine brain CER type III, CHOL, and PA (23, 24). In a recent study, we (25) demonstrated that lamellar phases are formed in mixtures prepared with bovine brain CER type III or type IV. However, no LPP could be detected. In mixtures prepared with synthetic CER3 with an acyl chain length of 24 or 16 carbon atoms, several coexisting phases are present, including crystalline V-shaped CER structures. These V-shaped structures are different from the lipid organization observed in SC and therefore cannot be considered as representative for SC. In that study, we also studied the effect of synthetic CER1 on the phase behavior of synthetic skin lipid mixtures. From all of the mixtures examined, only one mixture, containing synthetic CER1 and CER3, CHOL, and FFA, showed phase behavior similar to that of SC. However, the repeat distance of the LPP was slightly shorter than that observed in SC. In the absence of CER1, no LPP was formed. This behavior is similar to that observed with mixtures prepared with isolated CER (11, 24, 26).
The objective of the present study is to generate a lipid mixture containing synthCER that closely mimics the natural SC lipid phase behavior. In a previous study performed with natCER, it became evident that a certain degree of fluidity of the lipid mixture is required for the formation of the LPP (11). Because synthCER with uniform chain lengths form highly crystalline phases, it is reasonable to assume that increased lipid mobility and thus a possible enhancement of the formation of the LPP can be achieved by introducing variations in either acyl chain length or head group architecture. Therefore, in the present study, bovine brain CER type IV (referred to as The present study shows that both a proper choice of the lipid composition and an optimal equilibration temperature during sample preparation are crucial for the formation of the LPP in mixtures based on synthCER.
Materials Palmitic acid, stearic acid, arachidic acid, behenic acid, docosatrienic acid, lignoceric acid, cerotic acid, CHOL, and CERIV were purchased from Sigma-Aldrich Chemie GmbH (Schnelldorf, Germany). N-(30-Linoleoyloxy-triacontanoyl)-sphingosine [synthetic CER1 (C30)-linoleate] was a gift from Beiersdorf AG (Hamburg, Germany). N-Tetracosanoyl-phytosphingosine [synthetic CER3 (C24)] was generously provided by Cosmoferm B.V. (Delft, The Netherlands). Figure 1B shows the CER used in this study. All organic solvents used were of analytical grade and manufactured by Labscan Ltd. (Dublin, Ireland).
Preparation of the lipid mixtures
Small-angle X-ray diffraction
Small-angle X-ray diffraction (SAXD) provides information about the larger structural units in the sample, namely the repeat distance of a lamellar phase. The scattering intensity I (in arbitrary units) was measured as a function of the scattering vector q (in reciprocal nanometers). The latter is defined as q = (4
Wide-angle X-ray diffraction The SAXD and WAXD data were collected simultaneously.
Effect of the equilibration temperature during sample preparation Mixtures consisting of CHOL:[CER1:CER3: CERIV] at a molar ratio of 1:[0.1:0.7:0.2] were equilibrated at different temperatures ranging from 60°C to 100°C. The effect of the equilibration temperature on the lipid phase behavior is summarized in Table 1. The corresponding diffraction patterns are described below.
Figure 2A shows the diffraction pattern of a lipid mixture equilibrated at 100°C. A lamellar structure with a repeat distance of 12.2 nm (LPP) is indicated by the presence of six diffraction peaks (q = 0.52, 1.03, 1.54, 2.06, 3.08, and 3.58 nm1). The reflections at 1.17 and 3.51 nm1 correspond to the first- and third-order maxima of a lamellar phase with a periodicity of 5.3 nm (SPP). The two sharp peaks at 1.46 and 2.91 nm1 indicate the presence of a 4.3 nm phase, ascribed to crystalline CER3 in a V-shaped morphology (19, 22, 25). The presence of crystalline CHOL in separate domains can be deduced from the reflections at 1.87 and 3.74 nm1.
A reduction in equilibration temperature from 100°C to 95°C does not affect the formation of the LPP and SPP (data not shown). However, X-ray diffraction patterns of lipid mixtures equilibrated at 95°C reveal the presence of a new structure with a repeat distance of 3.7 nm, as suggested by two reflections at 1.69 and 3.40 nm1. This phase can be assigned to another crystalline V-shaped structure of CER3 (19, 22, 25). The intensities of the peaks attributed to the 4.3 nm phase are slightly reduced compared with those observed in the samples that were equilibrated at 100°C. The repeat distance of the LPP increases to 12.6 nm when an equilibration temperature of 90°C is used during sample preparation (Fig. 2A). However, only three reflections can be observed that are attributed to this phase. The periodicity of the SPP has increased slightly to 5.5 nm, as deduced from the first- and third-order reflections. Both reflections show partial overlap with other peaks in the diffraction pattern. Crystalline CHOL and the two coexisting crystalline CER3 phases are also present in the lipid mixture.
The diffraction pattern of the lipid mixture prepared using an equilibration temperature of 80°C is illustrated in Fig. 2B. It is evident that decreasing the equilibration temperature reduces the intensities of the three equidistant reflections attributed to the LPP compared with the intensities of the peaks attributed to the SPP (and to crystalline CER3 and CHOL). The repeat distance of the SPP has changed slightly to 5.7 nm. Additionally, crystalline CHOL and crystalline CER3 are present in the lipid mixture. The latter forms predominantly a 3.7 nm phase, although a weak reflection at 1.46 nm1 indicates that a small fraction of CER3 might still be present as a 4.3 nm phase. A further reduction in the equilibration temperature to 70°C (Fig. 2B) results in a diffraction pattern at which the diffraction peaks attributed to the LPP almost disappear. Only a weak reflection at 0.99 nm1 (second order) reveals that a small fraction of lipids might form a LPP with a periodicity of
The effect of the addition of FFA
The diffraction pattern of the 1:1:0.75 CHOL:synthCER:FFA mixture is depicted in Fig. 3A. Compared with the equimolar lipid mixture, a slight decrease in the intensities of the reflections attributed to the LPP compared with the intensities of the peaks attributed to the SPP is observed. Furthermore, the peak intensities of the 3.7 nm phase are markedly increased compared with the reflections attributed to the 4.3 nm phase, in contrast to the observations for the equimolar lipid mixture. Additionally, crystalline CHOL can be detected. A further decrease in FFA content to achieve a molar ratio of 1:1:0.5 results in the diffraction pattern illustrated in Fig. 3B. Compared with the diffraction patterns obtained at higher FFA contents (1:1:0.75 and 1:1:1), the peak intensities of both LPP and SPP are considerably reduced in relation to the peak intensities of the 3.7 nm phase. The first-order reflection of the 3.7 nm phase is now the most prominent peak in the diffraction pattern (q = 1.69 nm1). Only three orders of the LPP can be detected. Crystalline CHOL is also present in the lipid mixture, and a small fraction of CER3 forms the 4.3 nm phase. At a CHOL:synthCER:FFA molar ratio of 1:1:0.25 (data not shown), the intensities of the three reflections attributed to the LPP further decreased at the expense of the peak intensities of the 3.7 nm phase. Of the SPP, only the first-order reflection can be detected, which partially overlaps with the second order of the LPP. At this molar ratio, a very small fraction of crystalline CER3 is present as a 4.3 nm phase, because the two reflections attributed to this phase are only weakly present. Crystalline CHOL is again present, derived from the presence of its two reflections. The diffraction curve of the CHOL:synthCER:FFA mixture at a molar ratio of 1:1:0 is presented in Fig. 3B. Compared with the 1:1:0.25 mixture, the positions and intensities of the diffraction peaks have not changed. A small fraction of lipids forms the LPP and SPP, whereas the peaks of the 3.7 nm phase again dominate the diffraction pattern. Additionally, crystalline CHOL is present in the lipid mixture. Figure 3C illustrates the effect of increasing the FFA content to levels above equimolar levels. At a molar ratio of 1:1:1.4, four diffraction peaks can be ascribed to the LLP with a periodicity of 12.0 nm. Furthermore, the SPP (repeat distance of 5.3 nm) is present in the lipid mixture. Compared with Fig. 3A, in which the diffraction pattern of the equimolar lipid mixture is plotted, a slight decrease is observed in the intensities of the reflections attributed to the LPP compared with those attributed to the SPP, as observed for the 1:1:0.75 mixture. The 3.7 and 4.3 nm phases attributed to crystalline CER3 are present, although the peak intensities of the 4.3 nm phase are markedly decreased compared with the equimolar mixture. Additionally, crystalline CHOL can be detected. The diffraction pattern of the 1:1:1.8 mixture is plotted in Fig. 3C. A very broad peak is observed at 1.12 nm1, caused by an overlap of the second-order reflection of the LPP and the first-order peak of the SPP. A further reduction is observed in the intensities of the peaks attributed to the LPP compared with those of the SPP. A weak reflection at 1.46 nm1 reveals that only a very small amount of CER3 phase separates into a 4.3 nm phase. Furthermore, crystalline CHOL and the 3.7 nm phase are present in the lipid mixture.
The phase transitions as a function of temperature
The equimolar CHOL:synthCER:FFA mixture shows the presence of two lamellar phases with periodicities of 12.0 and 5.4 nm (Fig. 4B). The intensities of the diffraction peaks attributed to the LPP and SPP hardly change between 25°C and 49°C. A further increase in temperature gradually decreases the intensities of the reflections of the SPP, resulting in a disappearance of this phase at 59°C. The reflections of the LPP start to decrease in intensity at 59°C and disappear at 65°C. Similarly, as observed for the CHOL:synthCER mixture, the peaks attributed to the 3.7 and 4.3 nm phases formed by CER3 shift to lower q values. However, the shift of the reflections of the 3.7 nm phase is abrupt at 43°C, whereas the reflection of the 4.3 nm phase gradually shifts over a wide temperature range to a spacing of 4.6 nm at 63°C. At 45°C, a new phase is formed, of which only one reflection can be detected (q = 1.37 nm1). The reflection dramatically increases in intensity, being the most prominent peak in the diffraction pattern at increased temperatures. A maximal intensity is reached at 71°C. A further increase in temperature reduces the peak intensity. The reflections at 1.37 and 1.57 nm1 both disappear between 81°C and 85°C. In this temperature range, a broad peak at 1.90 nm1 is formed, which is still present at 95°C.
Lateral packing of the lipids In the equimolar CHOL:synthCER:FFA mixture, two strong 0.408 and 0.367 nm reflections indicate an orthorhombic lateral packing (data not shown). This is already observed at low FFA content, such as in the mixture at a CHOL:CER:FFA molar ratio of 1:1:0.25. A further increase in FFA content in the CHOL:CER:FFA mixture to 1:1:1.8 does not affect the lateral packing but drastically changes the diffraction pattern by weakening the intensities of the numerous CHOL and CER3 reflections. Both SAXD and WAXD data obviously show that an increased FFA content results in reduced intensities of the CHOL and CER3 reflections, indicating an increased solubility of both components in the lamellar phases. The diffraction patterns of the equimolar CHOL:synthCER:FFA mixture monitored as a function of temperature are plotted in Fig. 4C. The 0.408 and 0.367 nm peaks indicate an orthorhombic lateral packing. Between 35°C and 37°C, the 0.367 nm reflection disappears, indicating an orthorhombic-hexagonal phase transition. The 0.408 nm reflection first decreases in intensity. However, a further increase in temperature increases the intensity of the 0.408 nm reflection slightly, indicating a metastable-to-stable phase change. Similar results were obtained with SC (J. A. Bouwstra and G. S. Gooris, unpublished results). A disappearance of this peak is observed at 65°C, which is the same temperature at which the long periodicity phase disappeared in the SAXD pattern.
For detailed studies on the effect of the molecular structure of individual CER on SC lipid organization, the use of synthCER offers an attractive approach, because both the head group and acyl chain composition can be systematically modified. One should be aware, however, that the prerequisite for replacing natCER by synthCER is that their phase behavior reflects that of the SC. The major difference between natCER and synthCER is great variation in acyl chain length in natCER versus well-defined acyl chain length in synthCER. Earlier studies with mixtures prepared with lipids isolated from native SC revealed that the SC phase behavior can be mimicked with simplified CER mixtures, provided that CER1 is present (29). In the present study, a synthCER mixture was used consisting of CER1, CER3, and CERIV mixed in a 1:7:2 ratio, with the relative CER1 content similar to that found in native SC (2). Because a small variation in acyl chain length is expected to reduce lipid mobility, the procedure for the preparation of a homogenous lipid mixture has been adapted and will be discussed below. The results obtained in the present study demonstrate that both the lipid composition and the temperature at which the samples are equilibrated play important roles in the formation of the LPP.
Influence of equilibration temperature on phase behavior
Influence of FFA on phase behavior FFA seem to play an important role in the lipid phase behavior. This conclusion is drawn from the following observations made with CHOL:synthCER:FFA mixtures: i) CHOL is better incorporated (dissolved), as reflected by the weaker intensities of the CHOL reflections than seen in the absence of FFA; the same trend is seen with natCER (9, 11); ii) the intensities of the peaks attributed to crystalline CER3 are also weaker than those observed in the CHOL:synthCER mixtures, indicating better incorporation of CER3 in the presence of FFA; iii) a better ordering of the lamellar structures, because in the presence of FFA, more higher order diffraction peaks can be seen for both LPP and SPP than in the absence of FFA; and iv) FFA have a profound effect on lateral packing, because only in their presence is the packing orthorhombic, as observed for lipid mixtures based on isolated pig or human CER (10, 11) and in human SC (30).
Comparison between synthCER and natCER
Concerning the changes in lateral packing at increased temperatures, at In spite of many similarities, some differences are observed between mixtures prepared with synthetic and natural lipids. The main difference is the presence of two additional phases with repeat distances of 3.7 and 4.3 nm, respectively, in the mixtures prepared with synthCER. These phases, which are attributed to crystalline CER3, have never been observed in the mixtures containing natCER. From the present study, it is clear that an increase in equilibration temperature from 60°C to 100°C or an increase in FFA content in CHOL:synthCER:FFA mixtures from 1:1:0 to 1:1:1 increases the intensities of the peaks attributed to the 4.3 nm phase at the expense of the 3.7 nm phase. A further increase in the FFA content leads to a marked reduction of the peak intensities of the 4.3 nm phase. However, under these conditions, the fraction of lipids forming the characteristic LPP is also diminished.
Another difference between the phase behavior of the CHOL:CER:FFA mixtures prepared with synthCER and natCER is the repeat distance of the LPP. In the absence of FFA, the periodicity of the LPP in CHOL:synthCER mixtures equilibrated at 95°C or 100°C is The relative intensities of the various diffraction orders provide information on the relative electron density distribution in the LPP. Therefore, we determined the relative intensities of the various reflections of the LPP in six equimolar CHOL:synthCER:FFA mixtures, measured during four different X-ray diffraction sessions, and compared the values with those obtained with equimolar CHOL:pigCER:FFA mixtures. The results given in Table 3 indicate that the relative intensities of the peaks attributed to the LPP show the same trend in all samples. However, in the synthCER mixtures, the relative peak intensities of some peaks of the LPP differ from those found in the CHOL:pigCER:FFA mixtures. This indicates that the localization of the lipids within the LPP in mixtures prepared with synthCER might differ slightly.
In conclusion, the results of the present study demonstrate for the first time that one can generate lipid mixtures containing synthetic CER that mimic to a high extent the phase behavior observed in native SC, provided that the experimental conditions are appropriately chosen. Therefore, the composition of the lipid mixtures and the temperature at which the lipid mixtures are equilibrated play crucial roles for the formation of the characteristic LPP. From all of the lipid mixtures tested, the phase behavior of the equimolar CHOL:[CER1:CER3: CERIV]:FFA mixtures resemble to the highest extent the lamellar and lateral SC lipid organization, both at room and increased temperatures.
This work was supported by a grant from the Technology Foundation STW (LGN4654). The Netherlands Organization for Scientific Research is acknowledged for the provision of the beamtime. The authors thank the companies Cosmoferm and Beiersdorf for the provision of the synthetic ceramides. Manuscript received November 24, 2003 and in revised form February 9, 2004.
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